Designed for Regulatory Compliance
(FFIEC/NCUA/FDIC)

Engineered for Financial Integrity.
Compliant by Design.

ConvergentAI operates on a strictly audited, Security-First Architecture. We leverage the rigorous controls of our Tier-1 infrastructure partners while maintaining our own custom safeguards built for Credit Unions, Community Banks, and Regulatory Frameworks (NCUA/FFIEC).

Designed for Regulatory Compliance

Our Shared Responsibility model ensures that while ConvergentAI secures the AI intelligence layer, you maintain full control over your data governance, fully supported by our compliance-ready infrastructure.

Financial Institution

FDIC & NCUA Insured

  • Applicant Data Governance
  • Access Control Policies
  • Audit Log Review
Secure Data Tunnel
TLS 1.3
mTLS

ConvergentAI Platform

Tier-1 Security Engine

  • PII Redaction (DLP)
  • AES-256 Encryption
  • Ephemeral Data Ops

Inherited Compliance Architecture

LayerInfrastructure & ComputeProviderGoogle Cloud (GCP)Certifications & Standards
SOC 2 Type IIISO 27001PCI-DSSHIPAA
LayerReal-Time Media ProcessingProviderLiveKitCertifications & Standards
SOC 2 Type II
LayerTelephony Backbone (SIP)ProviderSignalWireCertifications & Standards
ISO 27001

Core Security Pillars

Logical Tenant Isolation

Known as "The Vault," every institution's deployment exists in a logically isolated environment within secure GCP VPCs, ensuring absolute "Zero-Leak" boundaries between organizations.

Zero-Training Policy

Applicant voice recordings, PII, and transcripts are never used to train global LLM models. All data processing is strictly ephemeral or stays localized within your private tenant.

Military-Grade Encryption

Data in transit is secured via TLS 1.3 for SIP signaling and SRTP for voice media. Data at rest is encrypted using AES-256 bit encryption with Google-managed cryptographic keys, adhering strictly to FFIEC and FDIC data protection standards.

AI Governance Framework

We don't just secure the infrastructure; we actively govern the intelligence. Our proprietary framework ensures AI behavior remains within strict financial guidelines.

  • Real-Time PII Redaction

    Deep integration with Google Cloud DLP automatically scrubs SSNs, account numbers, and sensitive entities from transcripts before they are stored or processed, ensuring compliance with GLBA and bank-specific privacy rules.

  • Bias & Hallucination Guardrails

    Models are stress-tested against financial-specific datasets. Hard-coded "refusal" triggers prevent the AI from offering unapproved financial advice or rate guarantees.

  • Human-in-the-Loop Oversight

    A Master Dashboard allows your staff to monitor active interactions in real-time, review transcripts, and instantly take control of any call if human intervention is required.

Insecure Input"My SSN is 123-45-..."

DLP ENCRYPTION ENGINE

SCRUBBING • ENCRYPTING • ANONYMIZING

SECURED OUTPUT"My SSN is [REDACTED]"
AES-256

Our SOC 2 Journey

We are actively pursuing our SOC 2 Type 1 attestation and are currently in the readiness assessment stage. We have dedicated internal resources to ensure our security controls meet the AICPA’s standards, with a target completion date of Q3 2026.

Status: Audit in Progress (2026)

Governance & Compliance Resources

Authority-building documentation designed to streamline the vetting process for Risk Officers and IT Auditors.

Security Architecture & Data Sovereignty

A deep dive into our bank-grade infrastructure. Learn how we utilize logical tenant isolation, AES-256 encryption, and inherited SOC 2 Type II controls to protect your institution’s data.

Target: CIOs & CISOs

Responsible AI Governance Framework

Explore our proactive approach to regulatory compliance. This whitepaper outlines our automated PII redaction (DLP), hallucination guardrails, and alignment with NCUA and FFIEC standards.

Target: Compliance Officers & Legal

The 90-Day AI Pilot Blueprint

Innovation without the friction. Review our phased roadmap for deploying human-like avatars in a secure sandbox environment, designed to prove ROI while minimizing operational risk.

Target: CEOs & VPs of AX
Explore Blueprint

How do we try it?

Ready to see ConvergentAI in action? Experience our secure, zero-leak environment firsthand.

Explore the 90-Day Pilot Program